Restricted access

Wholesale Investor Access

This is a preliminary enquiry pathway only. No investment opportunity is displayed publicly, and completing this page does not establish wholesale-investor status or provide portal access.

Wholesale Investors Only

The investment products offered by Jardine Alpha Capital Limited are strictly limited to persons who qualify as wholesale investors under Schedule 1 of the New Zealand Financial Markets Conduct Act 2013. These offers are not available to the general retail public. Wholesale offers have fewer regulatory protections than retail offers and remain subject to fair-dealing requirements.

Preliminary category check

Identify the pathway that may apply.

This is an initial routing question, not legal certification. Jardine Alpha must review supporting evidence before providing access to any private information.

Investment business / institutional investorFor example, a registered bank, licensed insurer or an entity whose principal business is investment in financial products.Investment activity criteriaPrior financial-product transactions or portfolio experience meeting the statutory test.Large investorNet assets or consolidated turnover of more than NZD $5 million in each of the two most recent completed accounting periods.NZD $750,000 minimum investment pathwayFor a particular offer, subject to the statutory conditions and prescribed warning/acknowledgement requirements.Eligible investor pathwayA separate, transaction-specific certification requiring relevant financial-product experience, stated grounds and professional confirmation.

Certificate template

Use the draft only after discussing your circumstances with a lawyer, qualified statutory accountant or financial adviser. A generic tick-box is not an eligible-investor certificate.

Eligible Investor Certificate - Draft Template

Includes experience grounds, required acknowledgements and professional confirmation fields.

Download PDF

Authoritative references: FMA wholesale investor guidance and FMC Act Schedule 1. Obtain independent legal advice before relying on an exclusion.

Access process

Review before access.

Private syndicated-loan information is released only after the relevant status and onboarding checks are completed.

Preliminary enquiry

Submit your identity, organisation and the category you believe may apply. This does not certify status.

Evidence & AML/EDD review

The compliance team requests category evidence, the applicable certificate and identity/source-of-funds information through an approved channel.

Private access decision

If approved, an individual access invitation is issued. Access is never automatic and may be declined or withdrawn.

Preliminary enquiry

Request compliance review.

Full legal name *

Entity / organisation

Email *

Phone

Preliminary wholesale category *

Briefly describe the basis for your selection *

I understand this is not certification or approval.I will not receive investment information unless Jardine Alpha confirms my status and completes its onboarding review.

Addressed to the Compliance Officer (Attn: Edward Wu). Do not send passports, bank statements or source-of-funds documents through ordinary email unless specifically requested through an approved secure process.